Financial Institutions Regulatory

Our Financial Institutions Regulatory practice provides comprehensive and customized legal, regulatory and business advice to our financial institution clients in a highly complex and dynamic financial marketplace.

The financial services industry is an ever-changing market, and we have the resources and substantial experience to advise our clients through the labyrinth of complex and extensive regulations.  We have significant experience representing a vast array of federally and state chartered financial institutions, including community and regional credit unions, community, regional and multi-national commercial banks and thrift institutions.  

We are uniquely positioned to provide comprehensive legal advice to our financial institution clients.  We have considerable experience working as bankers in the industry, and we understand the business of banking and the financial institutions market.  We work side by side with our clients drawing upon our vast experience in legal and business matters to provide a customized and responsive approach to client needs, and to assist each client in meeting its specific business goals within the legal and regulatory framework for that institution.  

We have substantial experience advising our clients regarding the highly complex regulatory issues that financial institutions may encounter, including the following:

We have particular experience conducting fraud investigations for suspected bank fraud, check fraud, loan fraud and mortgage fraud.  We also assist our clients in navigating bank and credit union examinations and engaging with regulators. We have successfully argued regulatory appeals for our financial institution clients.

We also have extensive experience drafting and negotiating all types of agreements and preparing disclosure statements and corporate governance documents for our financial institution clients, for example:

We have extensive knowledge of the myriad of laws and regulations that apply to financial institutions, including the following:

We are committed to assisting every financial institution client with our comprehensive and coordinated approach to provide a high quality result that is customized and responsive to each client’s needs.